Filing Details
- Accession Number:
- 0001104659-13-006700
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-01 10:06:38
- Reporting Period:
- 2013-01-30
- Filing Date:
- 2013-02-01
- Filing Date Changed:
- 2013-02-01
- Accepted Time:
- 2013-02-01 10:06:38
- Original Submission Date:
- 2013-01-30
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347613 | Synergy Pharmaceuticals, Inc. | SGYP | Pharmaceutical Preparations (2834) | 330505269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253803 | Gabriel Cerrone | C/o Synergy Pharmaceuticals Inc. 420 Lexington Avenue, Suite 1609 New York NY 10170 |
Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-30 | 6,000 | $5.97 | 842,783 |
| Common Stock | Acquisiton | 2013-01-30 | 20,000 | $5.99 | 862,783 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Panetta Partners, Ltd. |
| No | 4 | P | Indirect | By Panetta Partners, Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 187,470 | Direct |
Footnotes
- Mr. Cerrone is the sole director of Panetta Partners Ltd. and in such capacity exercise voting and dispositive control over securities owned by Panetta Partners Ltd. despite him having only a small pecuniary interest in such securities.
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