Filing Details
- Accession Number:
- 0001140361-13-003937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 15:41:06
- Reporting Period:
- 2013-01-30
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 15:41:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1017793 | Sun Bancorp Inc | SNBC | Commercial Banks, Nec (6029) | 521382541 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221999 | R Thomas Brugger | 226 Landis Avenue Vineland NJ 08360 | Executive Vice President/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-30 | 200 | $3.42 | 200 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 6,100 | $3.42 | 6,300 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 7,800 | $3.42 | 14,100 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 3,797 | $3.45 | 17,897 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 2,103 | $3.48 | 20,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | $4.73 | 2013-12-31 | 2022-11-15 | 158,074 | 158,074 | Direct |
| Common Stock | Incentive Stock Option (right to buy) | $3.03 | 2014-11-15 | 2022-11-15 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-11-15 | 158,074 | 158,074 | Direct |
| 2022-11-15 | 20,000 | 20,000 | Direct |
Footnotes
- Awarded and administered as per the approved 2010 Performance Equity Plan. Maximum options that become earned and exercisable if Board established long-term performance objectives are achieved by 12/31/2013.
- Stock Option shall be first exercisable at the rate of one-fourth on the second anniversary of the Date of Grant and one-fourth annually thereafter; provided that the recipient is then an employee of the Bank.
Billionaire Hedge Funds
