Filing Details
- Accession Number:
- 0000315189-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-30 16:30:38
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-30
- Accepted Time:
- 2013-01-30 16:30:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196260 | R James Jenkins | Deere &Amp; Company One John Deere Place Moline IL 61265 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2013-01-29 | 2,000 | $80.61 | 71,226 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2013-01-29 | 2,000 | $94.91 | 69,226 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2013-01-29 | 7,000 | $52.25 | 76,226 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2013-01-29 | 7,000 | $94.91 | 69,226 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2013-01-29 | 7,000 | $39.67 | 76,226 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2013-01-29 | 7,000 | $94.91 | 69,226 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2013-01-29 | 2,000 | $0.00 | 2,000 | $80.61 |
| Common Stock | Market Priced Options | Disposition | 2013-01-29 | 7,000 | $0.00 | 7,000 | $52.25 |
| Common Stock | Market Priced Options | Disposition | 2013-01-29 | 7,000 | $0.00 | 7,000 | $39.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,090 | 2020-12-08 | No | 4 | M | Direct | |
| 46,219 | 2019-12-09 | No | 4 | M | Direct | |
| 12,242 | 2018-12-17 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.
- Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.
- The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.
- The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.
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