Filing Details

Accession Number:
0001104659-13-004197
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-23 18:40:32
Reporting Period:
2013-01-18
Filing Date:
2013-01-23
Accepted Time:
2013-01-23 18:40:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471261 Cobalt International Energy Inc. CIE Crude Petroleum & Natural Gas (1311) 270821169
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022596 Tcg Holdings Llc 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1247497 Riverstone Holdings Llc 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1247527 Carlyle Riverstone Energy Partners Ii Lp 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1247529 C R Energy Gp Ii Llc 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1344663 P L Iii Fund Power & Energy Global Carlyle/Riverstone 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1478585 C/R Energy Iii Cobalt Partnership, L.p. 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1478587 C/R Cobalt Investment Partnership, L.p. 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1478588 C/R Energy Coinvestment Ii, L.p. 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1478770 Carlyle/Riverstone Energy Partners Iii, L.p. 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
1478772 C/R Energy Gp Iii, Llc 712 Fifth Avenue, 51St Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-18 5,219,820 $25.00 19,962,483 No 4 S Indirect See footnotes
Common Stock Disposition 2013-01-18 7,829,730 $25.00 29,943,723 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. Carlyle/Riverstone Global Energy and Power Fund III, L.P. ("C/R Fund III"), C/R Energy III Cobalt Partnership, L.P. ("C/R III Cobalt"), Riverstone Energy Coinvestment III, L.P. ("REC III") and Carlyle Energy Coinvestment III, L.P. ("CEC III") and the record holders of 20,222,488, 8,712,859, 828,383 and 179,993 shares of common stock, respectively, following the transactions reported herein. C/R Energy GP III, LLC exercises investment discretion and control over the shares held by each of C/R Fund III and C/R III Cobalt through their mutual general partner, Carlyle/Riverstone Energy Partners III, L.P., of which C/R Energy GP III, LLC is the sole general partner. C/R Energy GP III, LLC has the power to direct the voting and disposition of the shares held by each of REC III and CEC III.
  2. Riverstone Coinvestment III GP, L.L.C. is the general partner of REC III. Riverstone Holdings LLC is the managing member of Riverstone Coinvestment III GP, L.L.C. Pierre F. Lapeyre, Jr. and David M. Leuschen are the managing members of Riverstone Holdings LLC and, in such capacity, may be deemed to share beneficial ownership of common stock beneficially owned by Riverstone Holdings LLC. Such individuals expressly disclaim any such beneficial ownership. Carlyle Energy Coinvestment III GP, L.L.C. is a subsidiary of TCG Holdings, L.L.C., which exercises investment discretion and control over the shares held by CEC III, subject to contractual commitments that CEC III invest and divest side-by-side with C/R III Cobalt.
  3. C/R Cobalt Investment Partnership, L.P. ("C/R Cobalt") and C/R Energy Coinvestment II, L.P. ("C/R Coinvest") are the record holders of 18,257,252 and 1,705,231 shares of common stock, respectively, following the transactions reported herein. C/R Energy GP II, LLC exercises investment discretion and control over the shares held by each of C/R Cobalt and C/R Coinvest through their mutual general partner, Carlyle/Riverstone Energy Partners II, L.P., of which C/R Energy GP II, LLC is the sole general partner.
  4. Each of C/R Energy GP III, LLC and C/R Energy GP II, LLC is managed by an eight person managing board. Pierre F. Lapeyre, Jr., David M. Leuschen, Michael B. Hoffman, N. John Lancaster, Daniel A. D'Aniello, William E. Conway, Jr., David M. Rubenstein and Edward J. Mathias, as the members of the managing boards of each of C/R Energy GP III, LLC and C/R Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by C/R Energy GP III, LLC and C/R Energy GP II, LLC. Such persons disclaim any such beneficial ownership.