Filing Details
- Accession Number:
- 0000921895-13-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-08 21:40:57
- Reporting Period:
- 2013-01-04
- Filing Date:
- 2013-01-08
- Filing Date Changed:
- 2013-01-08
- Accepted Time:
- 2013-01-08 21:40:57
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1309082 | Lucas Energy, Inc. | LEI | Crude Petroleum & Natural Gas (1311) | 980417780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475486 | Lp Partners Capital Meson | 2687 California Street San Francisco CA 94115 |
No | No | No | Yes | |
| 1535780 | J. Ryan Morris | 2687 California Street San Francisco CA 94115 |
Yes | No | Yes | Yes | |
| 1535880 | Llc Partners Capital Meson | 2687 California Street San Francisco CA 94115 |
No | No | Yes | Yes | |
| 1556608 | Lp Partners Constructive Capital Meson | 2687 California Street San Francisco CA 94115 |
No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2013-01-04 | 110,082 | $1.58 | 4,015,392 |
| Common Stock, $0.001 Par Value | Acquisiton | 2013-01-07 | 37,454 | $1.65 | 4,052,846 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Meson Capital Constructive Partners L.P. |
| No | 4 | P | Indirect | By Meson Capital Constructive Partners L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 1,010,655 | Indirect | By Meson Capital Partners LP |
Footnotes
- This Form 4 is filed jointly by Meson Capital Constructive Partners L.P. ("Meson Constructive"), Meson Capital Partners LP ("Meson LP"), Meson Capital Partners LLC ("Meson LLC") and Ryan J. Morris. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- Securities owned directly by Meson Constructive, and owned indirectly by Meson LLC by virtue of it being the general partner of Meson Constructive and by Ryan J. Morris by virtue of his position as managing member of Meson LLC.
- Securities owned directly by Meson LP, and owned indirectly by Meson LLC by virtue of it being the general partner of Meson LP and by Ryan J. Morris by virtue of his position as managing member of Meson LLC.
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