Filing Details
- Accession Number:
- 0001140361-13-001255
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-07 12:17:03
- Reporting Period:
- 2012-12-11
- Filing Date:
- 2013-01-07
- Filing Date Changed:
- 2013-01-07
- Accepted Time:
- 2013-01-07 12:17:03
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001871 | Investors Capital Holdings Ltd | ICH | Investors, Nec (6799) | 043284631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533642 | D. James Crosson | 6 Kimball Lane, Suite 150 Lynnfield MA 01940 |
Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2012-12-11 | 400 | $4.00 | 90,594 |
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-01-02 | 1,000 | $3.95 | 91,594 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
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