Filing Details

Accession Number:
0001140361-13-001255
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-07 12:17:03
Reporting Period:
2012-12-11
Filing Date:
2013-01-07
Accepted Time:
2013-01-07 12:17:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001871 Investors Capital Holdings Ltd ICH Investors, Nec (6799) 043284631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533642 D. James Crosson 6 Kimball Lane, Suite 150
Lynnfield MA 01940
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2012-12-11 400 $4.00 90,594 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-01-02 1,000 $3.95 91,594 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct