Filing Details

Accession Number:
0001140361-13-001216
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-04 18:43:44
Reporting Period:
2013-01-03
Filing Date:
2013-01-04
Accepted Time:
2013-01-04 18:43:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287213 Douglas Dynamics Inc PLOW Construction Machinery & Equip (3531) 134275891
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489527 L James Janik C/O Douglas Dynamics, Inc.
7777 North 73Rd Street
Milwaukee WI 53223
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-03 17,418 $0.00 269,617 No 4 A Direct
Common Stock Disposition 2013-01-03 8,200 $14.51 261,417 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Includes 17,418 shares that will vest in three equal annual installments beginning on January 3, 2014.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $14.50 to $14.56. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.