Filing Details

Accession Number:
0000315189-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-03 11:05:56
Reporting Period:
2013-01-02
Filing Date:
2013-01-03
Accepted Time:
2013-01-03 11:05:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411742 M. James Field One John Deere Place
Moline IL 61265
Pres.ag&Turf, Americas, Austr. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2013-01-02 17,086 $34.44 70,498 No 4 M Direct
$1 Par Common Stock Disposition 2013-01-02 17,086 $87.95 53,412 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2013-01-02 17,086 $0.00 17,086 $34.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-07 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012.
  2. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  3. Includes 40,572 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust.
  4. The options became exercisable in three approximately equal installments on December 7, 2006, 2007 and 2008.