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Filing Details

Accession Number:: 0000049071-13-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-02 17:55:19
Reporting Period:: 2012-12-28

Filing Date:: 2013-01-02
Accepted Time:: 2013-01-02 17:55:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018657	B Michael Mccallister	Humana Inc. 500 West Main Street Louisville KY 40202		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2012-12-28	75,253	$41.83	233,200	No	4	M	Direct
Humana Common	Disposition	2012-12-28	46,471	$67.74	186,729	No	4	F	Direct
Humana Common	Disposition	2012-12-28	12,288	$67.74	174,441	No	4	F	Direct
Humana Common	Disposition	2012-12-28	60,000	$67.76	114,441	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2012-12-28	75,253	$41.83	75,253	$41.83
Humana Common	Phantom Stock Units	Acquisiton	2012-12-31	4	$74.47	4	$74.47

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-02-19	No	4	M	Direct
1,176			No	4	J	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	12,325	Indirect	See Footnote
Humana Common	8,560	Indirect	See Footnote
Humana Common	121,650	Indirect	See Footnote
Humana Common	12,366	Indirect	See Footnote (2008 GRAT)
Humana Common	10,837	Indirect	See Footnote (2010 GRAT)
Humana Common	30,400	Indirect	See Footnote (2012 GRAT)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$62.10	2014-02-22	129,758	129,758	Direct
Humana Common	Options	$69.48	2015-02-21	159,585	159,585	Direct
Humana Common	Options	$46.40	2017-02-18	86,554	86,554	Direct
Humana Common	Options	$61.18	2018-02-17	88,537	88,537	Direct
Humana Common	Options	$88.65	2019-02-23	101,557	101,557	Direct
Humana Common	Restricted Stock Units	$0.00		20,023	20,023	Direct
Humana Common	Restricted Stock Units	$0.00		19,741	19,741	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-02-22	129,758	129,758	Direct
2015-02-21	159,585	159,585	Direct
2017-02-18	86,554	86,554	Direct
2018-02-17	88,537	88,537	Direct
2019-02-23	101,557	101,557	Direct
	20,023	20,023	Direct
	19,741	19,741	Direct

Footnotes

Shares held in a trust for the benefit of reporting person's spouse.
Shares held in a trust for the benefit of reporting person's children.
Shares held in a GRAT with reporting person's spouse as trustee.
Right to buy pursuant to Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Phantom Stock Units held for the benefit of reporting person as of December 31, 2012 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. Transaction reported reflects that four (4) shares acquired for a quarterly allocation (allocated last business day of each quarter) of dividend equivalents under the Plan using the closing price on the dividend payable date of October 26, 2012 of $74.47. (The ending number of units reflects the normal fluctuation due to changes in the stock price)
Sales occured in prices ranging from $67.55 to $67.93.