Filing Details

Accession Number:
0001123292-13-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-02 16:08:54
Reporting Period:
2012-12-28
Filing Date:
2013-01-02
Filing Date Changed:
2013-01-02
Accepted Time:
2013-01-02 16:08:54
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467076 Colony Financial, Inc. CLNY Real Estate Investment Trusts (6798) 270419483
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1076343 Jr Thomas Barrack C/o Colony Financial, Inc.
2450 Broadway, 6Th Floor
Santa Monica CA 90404
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Disposition 2012-12-28 445,915 $0.00 0
Common Stock Acquisiton 2012-12-28 104,042 $0.00 385,621
Common Stock Disposition 2012-12-28 30,552 $19.35 355,069
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Colony Financial Manager, LLC
No 4 J Indirect By Family Trust
No 4 S Indirect By Family Trust
Footnotes
  1. Colony Financial Manager, LLC (the "Manager") is the direct owner of the 445,915 securities the disposition of which this form is reporting. Colony Capital, LLC ("Colony Capital") is the managing member of the Manager, and Thomas J. Barrack, Jr. ("Mr. Barrack") is the sole managing member of Colony Capital. The Manager distributed 445,915 shares to certain persons for services provided by each such person to the Manager for the benefit of the Manager and Colony Financial, Inc. (the "Company").
  2. The acquisition represents the receipt of common stock granted by the Manager to the Family Trust designated by Mr. Barrack as recipient of such stock for services provided by Mr. Barrack to the Manager for the benefit of the Manager and the Company.
  3. The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the receipt and/or vesting of certain shares of common stock.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.27 to $19.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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