Filing Details

Accession Number:
0001126328-13-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-02 15:36:30
Reporting Period:
2012-12-28
Filing Date:
2013-01-02
Accepted Time:
2013-01-02 15:36:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166870 A Mary Okeefe 711 High Street
Des Moines IA 50392
Sr. Vp & Chief Mktg. Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-28 109 $28.02 28,701 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Units Acquisiton 2012-12-28 31 $28.08 31 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,118 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,285 Indirect By 401(k) Plan
Common Stock 211 Indirect By Spouse
Footnotes
  1. Includes 7,194 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.
  2. Security converts to common stock on a one-for-one basis.
  3. The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.