Home > Insider Trading > Filing (0001127602-12-034994)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
714530	Newbridge Bancorp	NBBC	State Commercial Banks (6022)	561348147

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1324778	F John Watts	P.o. Box 400 Germanton NC 27019		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-21	425	$4.58	44,283	No	4	P	Indirect	Deferred Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Deferred Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,211	Direct
Common Stock	639	Indirect	By Daughter Trust
Common Stock	1,900	Indirect	By IRA
Common Stock	68	Indirect	By Son Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series B Preferred Stock	$4.40			20,000	880	Direct
Common Stock	Series B Preferred Stock	$4.40			3,750	165	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	20,000	880	Direct
	3,750	165	Indirect

Footnotes

Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100/$4.40.
The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
The Series B Preferred Stock is perpetual, and thus has no expiration date.