Filing Details

Accession Number:
0001346000-12-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 18:21:05
Reporting Period:
2012-12-19
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 18:21:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381197 Interactive Brokers Group Inc. IBKR Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082906 C Jay Hoag C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1188444 Jr Q Jon Reynolds C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1188456 John Drew C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1197937 Rick Kimball C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1343722 Robert Trudeau C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1346000 P L Vi Tcv C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1370400 Technology Crossover Management Vi, L.l.c. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-19 29,759 $14.16 1,458,211 No 4 S Indirect TCV VI, L.P.
Common Stock Disposition 2012-12-20 59,519 $14.12 1,398,692 No 4 S Indirect TCV VI, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect TCV VI, L.P.
No 4 S Indirect TCV VI, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,540 Indirect Robert W. Trudeau
Footnotes
  1. The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $14.0900 to $14.3650. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., Technology Crossover Management VII, Ltd., Technology Crossover Management VII, L.P., TCV Member Fund, L.P., Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan on December 21, 2012.
  3. These securities are directly held by TCV VI, L.P. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr. and Robert W. Trudeau (collectively, the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P., but the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  4. The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $13.9700 to $14.2300. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. These shares consist of 847 shares of restricted stock and 1,693 shares of common stock held directly by Mr. Trudeau. Mr. Trudeau has sole dispositive power over the shares; however, TCV VI Management, LLC ("TCV VI Management") and TCV VII Managment, LLC ("TCV VII Management"),own 100% of the pecuniary interest therein and Mr. Trudeau disclaims beneficial ownership of such shares. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (the "TCV VI Management Members") are members of TCV VI Management, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The TCV VI Management Members, along with Christoher P. Marshall (the "TCV VII Management Members") are members of TCV VII Management, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.