Filing Details
- Accession Number:
- 0001181431-12-066347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 18:02:26
- Reporting Period:
- 2012-12-18
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 18:02:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789073 | Beam Inc | NYSE: BEAM | Beverages (2080) | 133295276 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531438 | A Leo Mierzwicki | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Vp & Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $3.125 | Acquisiton | 2012-12-18 | 3,102 | $35.67 | 3,547 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Acquisiton | 2012-12-18 | 1,648 | $36.25 | 5,195 | No | 4 | M | Direct | |
| Common Stoc, Par Value $3.125 | Disposition | 2012-12-18 | 4,750 | $61.60 | 445 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-18 | 3,102 | $0.00 | 3,102 | $35.67 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-18 | 1,648 | $0.00 | 1,648 | $36.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
| 3,389 | 2017-02-22 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $61.54 to $61.63, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
- Includes 445 shares acquired under the Employee Stock Purchase Plan.
- The option has vested as to 3,231 shares on February 22, 2012 and will vest as to the remaining 1,806 shares on February 22, 2013.
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