Filing Details

Accession Number:
0001181431-12-066177
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-20 14:00:52
Reporting Period:
2012-12-18
Filing Date:
2012-12-20
Filing Date Changed:
2012-12-20
Accepted Time:
2012-12-20 14:00:52
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408356 Solarcity Corp SCTY Construction - Special Trade Contractors (1700) 020781046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560234 E Nancy Pfund C/o Solarcity Corporation
3055 Clearview Way
San Mateo CA 94402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2012-12-18 3,552,170 $0.00 3,594,232
Common Stock Acquisiton 2012-12-18 338,221 $0.00 628,977
Common Stock Acquisiton 2012-12-18 300,000 $8.00 928,977
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2012-12-18 634,422 $0.00 634,422 $0.00
Common Stock Series B Preferred Stock Disposition 2012-12-18 1,285,850 $0.00 1,285,850 $0.00
Common Stock Series C Preferred Stock Disposition 2012-12-18 841,552 $0.00 841,552 $0.00
Common Stock Series D Preferred Stock Disposition 2012-12-18 698,180 $0.00 698,180 $0.00
Common Stock Series E-1 Preferred Stock Disposition 2012-12-18 160,000 $0.00 160,000 $0.00
Common Stock Series F Preferred Stock Disposition 2012-12-18 167,036 $0.00 167,036 $0.00
Common Stock Series G Preferred Stock Disposition 2012-12-18 41,812 $0.00 41,812 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the issuer's Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
  2. Each share of the issuer's Series G Preferred Stock automatically converted into 2.47 shares of common stock upon the closing of the issuer's initial public offering and has no expiration date.
  3. These shares are owned directly by Bay Area Equity Fund I, L.P.
  4. These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
  5. 539,184 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 95,238 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
  6. 1,285,850 of these shares are owned directly by Bay Area Equity Fund I, L.P.
  7. 841,552 of these shares are owned directly by Bay Area Equity Fund I, L.P.
  8. 656,030 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 42,150 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
  9. 160,000 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
  10. 141,780 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 25,256 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
  11. 35,510 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 6,302 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
  12. The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C.., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
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