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Home > Insider Trading > Filing (0001140361-12-051959)

Filing Details

Accession Number:: 0001140361-12-051959
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-19 17:19:37
Reporting Period:: 2012-12-17

Filing Date:: 2012-12-19
Accepted Time:: 2012-12-19 17:19:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380489	Robert Giambrone	C/O Kbw, Inc. 787 Seventh Ave. New York NY 10019	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-17	60,000	$15.07	166,399	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Sale was effected pursuant to a Rule 10b5-1 plan entered into on December 4, 2012.