Filing Details

Accession Number:
0001104659-12-084755
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-18 06:01:08
Reporting Period:
2012-12-14
Filing Date:
2012-12-18
Filing Date Changed:
2012-12-18
Accepted Time:
2012-12-18 06:01:08
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
864559 Cascade Microtech Inc CSCD Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400003 D John Delafield 3633 136Th Place Se, Ste 110
Bellevue WA 98006
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2012-12-14 100 $5.54 1,691,184
Common Stock Acquisiton 2012-12-14 316 $5.55 1,691,500
Common Stock Acquisiton 2012-12-14 8,500 $5.55 1,700,000
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Delafield Hambrecht Partners Fund, LP
No 4 P Indirect By Delafield Hambrecht Partners Fund, LP
No 4 P Indirect By Delafield Hambrecht Partners Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500 Indirect By spouse
Common Stock 87,100 Direct
Common Stock 25,000 Indirect By Delafield Hambrecht Inc.
Footnotes
  1. Open market purchase of a total of 8,916 shares of common stock.
  2. The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
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