Filing Details
- Accession Number:
- 0001104659-12-084755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-18 06:01:08
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2012-12-18
- Filing Date Changed:
- 2012-12-18
- Accepted Time:
- 2012-12-18 06:01:08
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400003 | D John Delafield | 3633 136Th Place Se, Ste 110 Bellevue WA 98006 |
Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-14 | 100 | $5.54 | 1,691,184 |
| Common Stock | Acquisiton | 2012-12-14 | 316 | $5.55 | 1,691,500 |
| Common Stock | Acquisiton | 2012-12-14 | 8,500 | $5.55 | 1,700,000 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Delafield Hambrecht Partners Fund, LP |
| No | 4 | P | Indirect | By Delafield Hambrecht Partners Fund, LP |
| No | 4 | P | Indirect | By Delafield Hambrecht Partners Fund, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,500 | Indirect | By spouse |
| Common Stock | 87,100 | Direct | |
| Common Stock | 25,000 | Indirect | By Delafield Hambrecht Inc. |
Footnotes
- Open market purchase of a total of 8,916 shares of common stock.
- The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
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