Filing Details
- Accession Number:
- 0001127602-12-034028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-14 19:05:44
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2012-12-14
- Accepted Time:
- 2012-12-14 19:05:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450940 | Troy Alstead | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-12 | 16,534 | $8.64 | 210,649 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-12 | 61,023 | $22.06 | 271,672 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-12 | 118,570 | $53.55 | 153,102 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-12 | 16,534 | $0.00 | 16,534 | $8.64 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-12 | 61,023 | $0.00 | 61,023 | $22.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-11-17 | No | 4 | M | Direct | |
| 20,340 | 2019-11-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $53.47 to $53.612. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 66,138 shares, became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and two increments of 16,534 shares each on each of November 17, 2011 and November 17, 2012.
- The option, representing a right to purchase a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012 and becomes exercisable in one increment 20,340 on November 16, 2013.
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