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Filing Details

Accession Number:: 0000717724-12-000076
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-13 17:04:59
Reporting Period:: 2012-12-13

Filing Date:: 2012-12-13
Accepted Time:: 2012-12-13 17:04:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1498301	Ascena Retail Group Inc.	ASNA	Retail-Apparel & Accessory Stores (5600)	300641353

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200534	Gene Wexler	C/O Ascena Retail Group, Inc. 30 Dunnigan Drive Suffern NY 10901	Svp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2012-12-13	20,000	$7.50	25,626	No	4	M	Direct
Common	Disposition	2012-12-13	20,000	$18.29	5,626	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Option to Buy	Disposition	2012-12-13	20,000	$0.00	20,000	$7.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
80,000	2009-09-18	2018-09-18	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Option to Buy	$11.65	2007-11-29	2016-11-29	8,000	8,000	Direct
Common	Option To Buy	$8.84	2010-09-24	2019-09-24	40,000	40,000	Direct
Common	Option To Buy	$11.70	2011-09-23	2020-09-23	40,000	40,000	Direct
Common	Option To Buy	$13.14	2012-09-21	2021-09-21	30,000	30,000	Direct
Common	Restricted Stock Units	$0.00			7,500	7,500	Direct
Common	Restricted Stock Units	$0.00			12,500	12,500	Direct
Common	Option To Buy	$20.79	2013-09-20	2022-09-20	17,500	17,500	Direct
Common	Restricted Stock Units	$0.00			4,375	4,375	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-11-29	8,000	8,000	Direct
2019-09-24	40,000	40,000	Direct
2020-09-23	40,000	40,000	Direct
2021-09-21	30,000	30,000	Direct
	7,500	7,500	Direct
	12,500	12,500	Direct
2022-09-20	17,500	17,500	Direct
	4,375	4,375	Direct

Footnotes

Includes 5,497 restricted shares awarded under the Company's Fiscal 2011 Long Term Incentive Plan the "2011 LTIP". These shares vest on the following dates: 7/30/13, and 7/30/14.
This transaction was executed in multiple trades ranging from $18.25 to $18.32. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
Granted under the Company's 2001 Stock Incentive Plan.
Granted under the Company's 2010 Stock Incentive Plan
Exercisable in five equal annual installments with the first installment on the date indicated.
Exercisable in four equal annual installments with the first installment on the date indicated.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
Restricted stock units issued under the Company 2010 Stock Incentive Plan.
These units vest in 2 equal installments on June 19, 2013 and June 19, 2014.
These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
The number of RSU's to be received will be based upon the percentage of achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
Granted subject to stockholder approval of the amendment of the 2010 Stock Incentive Plan, as amended, at the Company's Annual Meeting of Stockholders on 12/11/2012.