Filing Details

Accession Number:
0001181431-12-063045
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-07 10:56:19
Reporting Period:
2012-12-05
Filing Date:
2012-12-07
Accepted Time:
2012-12-07 10:56:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001115 Geospace Technologies Corp GEOS Measuring & Controlling Devices, Nec (3829) 760447780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1049654 J Michael Sheen 7007 Pinemont Drive
Houston TX 77040
Svp & Chief Technical Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2012-12-05 15,000 $8.78 15,000 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2012-12-05 14,771 $76.29 229 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2012-12-05 229 $76.73 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (right to buy) Disposition 2012-12-05 15,000 $8.78 15,000 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-05 2018-12-05 No 4 M Direct
Footnotes
  1. These shares were issued upon the exercise of options (described in Table II) and then immediately sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.66 to $76.64, inclusive. The reporting person undertakes to provide to Geospace Technologies Corporation, any security holder of Geospace Technologies Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
  4. This option became exercisable in four equal annual installments, and were fully exercisable on December 5, 2012.
  5. Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in column 2 of this Table II
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.69 to $76.78, inclusive. The reporting person undertakes to provide to Geospace Technologies Corporation, any security holder of Geospace Technologies Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.