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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-12-05 20:41:11
Reporting Period:
Filing Date:
Filing Date Changed:
Accepted Time:
2012-12-05 20:41:11
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
5117 Emtec Inc ETEC.OB Services-Business Services, Nec (7389) 870273300
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337253 Dinesh Desai 11 Diamond Rd
Springfield NJ 07081
Chairman, Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-03 29,259 $1.17 1,476,964 No 4 P Direct
Common Stock Acquisiton 2012-12-05 13,129 $1.18 1,490,093 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,022,488 Indirect By Darr Westwood LLC
Common Stock 600,000 Indirect By DARR Emtec LLC
  1. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2012.
  2. The shares reported herein are directly beneficially owned by DARR Westwood LLC, a limited liability company of which Mr. Desai is the sole member.
  3. The shares reported herein are directly owned by DARR Emtec LLC ("DARR Emtec"), a limited liability company of which DARR Westwood LLC is the managing member. Mr. Desai is the sole member of DARR Westwood LLC and may be deemed to have beneficial ownership over the shares beneficially owned by DARR Emtec. However, Mr. Desai disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interests herein.

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