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Filing Details

Accession Number:
0001249155-12-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-05 19:35:42
Reporting Period:
2012-12-03
Filing Date:
2012-12-05
Filing Date Changed:
2012-12-05
Accepted Time:
2012-12-05 19:35:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&w Seed Co SAN Agricultural Production-Crops (100) 271275784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488715 N. Michael Nordstrom 222 West Lacey Boulevard
Hanford CA 93230
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 43 $7.37 43 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 200 $7.38 234 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 100 $7.38 343 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 257 $7.40 600 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 100 $7.40 700 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 400 $7.37 1,100 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 200 $7.38 1,300 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2012-12-03 2,700 $7.40 4,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 10,800 Indirect By custodial accounts for son and daughter.
Footnotes
  1. Owned jointly with spouse.
  2. Excludes 5,400 shares previously reported on Form 5 as indirectly beneficially owned. After the end of the issuer's fiscal year, 5,400 shares indirectly owned in a custodial account in the name of one of reporting person's sons was transferred directly into the adult child's name.
  3. Custodial accounts are held for the benefit of the reporting person's college-aged children, the custodian for which is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or for any other purpose.
X

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