Filing Details

Accession Number:
0001181431-12-061446
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-30 18:01:05
Reporting Period:
2012-11-28
Filing Date:
2012-11-30
Accepted Time:
2012-11-30 18:01:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350653 Alphatec Holdings Inc. ATEC Surgical & Medical Instruments & Apparatus (3841) 202463898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364333 Iii Mortimer Berkowitz C/O Healthpointcapital Partners, L.p.
505 Park Avenue, 12Th Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-28 100,000 $1.51 10,777,173 No 4 S Indirect Held By HealthpointCapital Partners, L.P.
Common Stock Disposition 2012-11-28 100,000 $1.51 21,010,565 No 4 S Indirect Held By HealthpointCapital Partners II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held By HealthpointCapital Partners, L.P.
No 4 S Indirect Held By HealthpointCapital Partners II, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,700 Direct
Footnotes
  1. Mortimer Berkowitz III is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Berkowitz is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Berkowitz may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Berkowitz disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
  2. Includes shares owned by Mortimer Berkowitz III and shares owned by his wife, Amelia M. Berkowitz.