Filing Details

Accession Number:
0001181431-12-061440
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-30 17:52:10
Reporting Period:
2012-11-28
Filing Date:
2012-11-30
Accepted Time:
2012-11-30 17:52:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
739878 Kid Brands Inc KID Miscellaneous Manufacturing Industries (3990) 221815337
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326156 Michael Zimmerman C/O Prentice Capital Management, L.p.
623 Fifth Avenue, 32Nd Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.10 Stated Value Acquisiton 2012-11-28 3,700 $1.57 3,700 No 4 P Indirect see footnote
Common Stock, $0.10 Stated Value Acquisiton 2012-11-29 56,100 $1.58 59,800 No 4 P Indirect see footnote
Common Stock, $0.10 Stated Value Acquisiton 2012-11-30 1,840 $1.62 61,640 No 4 P Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect see footnote
No 4 P Indirect see footnote
No 4 P Indirect see footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.10 Stated Value 10,000 Direct
Common Stock, $0.10 Stated Value 4,399,733 Indirect see footnote
Footnotes
  1. Represents stock purchased by PrenKid LLC, a limited liability company owned 50% by the reporting person and 50% by Mario Ciampi, another director of the Issuer.
  2. Includes the shares purchased by PrenKid LLC described in footnote 1 above.
  3. Includes the shares purchased by PrenKid LLC described in footnotes 1 and 2 above.
  4. Includes: (i) 5,000 restricted stock units ("RSUs") granted on August 14, 2012 pursuant to the Issuer's Equity Incentive Plan (the "EIP"), which vest ratably over a five-year period commencing August 14, 2013; and (ii) 4,000 unvested RSUs (out of an original grant of 5,000 RSUs on July 19, 2011 pursuant to the EIP, which vest ratably over a five-year period commencing July 19, 2012).
  5. Prentice Capital Management, LP (the "Investment Manager") serves as investment manager to Prentice Consumer Partners, L.P. and certain managed accounts (the "Investment Entities"). The Investment Entities own 4,399,733 shares of the Issuer's common stock (the "Prentice Shares"). Mr. Zimmerman is responsible for the supervision and conduct of all investment activities of the Investment Manager, including, without limitation, for all investment decisions with respect to the assets of the Investment Entities. Neither the Investment Manager nor Mr. Zimmerman directly own the Prentice Shares. Each of the Investment Manager and Mr. Zimmerman disclaims any beneficial ownership of the Prentice Shares to the extent such beneficial ownership exceeds such person's pecuniary interest therein.