Filing Details

Accession Number:
0001140361-12-048503
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 16:30:18
Reporting Period:
2012-11-19
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 16:30:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII.OB Cigarettes (2111) 980468420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508753 Iii Henry Sicignano 9530 Main Street
Clarence NY 14031
Cfo, President, Secretary Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-19 40,000 $0.22 1,792,603 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Indirect Custodian for Minor Children
Common Stock 20,000 Indirect IRA
Common Stock 2,542,347 Indirect Manager
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase $3.00 2011-01-25 2016-01-25 69,564 69,564 Direct
Common Stock Warrant to Purchase $1.50 2011-01-25 2016-01-25 15,813 15,813 Indirect
Common Stock Warrant to Purchase $3.00 2011-01-25 2016-01-25 784,600 784,600 Indirect
Common Stock Warrant to Purchase $1.00 2012-05-15 2017-05-15 20,000 20,000 Direct
Common Stock Warrant to Purchase $1.00 2012-11-09 2017-11-09 300,000 300,000 Direct
Common Stock Stock Option (right to buy) $0.69 2012-05-18 2022-05-18 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-25 69,564 69,564 Direct
2016-01-25 15,813 15,813 Indirect
2016-01-25 784,600 784,600 Indirect
2017-05-15 20,000 20,000 Direct
2017-11-09 300,000 300,000 Direct
2022-05-18 100,000 100,000 Direct
Footnotes
  1. Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager.