Filing Details

Accession Number:
0001445305-12-003706
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-19 20:31:38
Reporting Period:
2012-11-19
Filing Date:
2012-11-19
Accepted Time:
2012-11-19 20:31:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489137 Molycorp Inc. MCP Metal Mining (1000) 272301797
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496772 A. Mark Smith C/O Molycorp, Inc.
5619 Denver Tech Ctr. Pkwy, Suite 1000
Greenwood Village CO 80111
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-19 20,000 $6.20 849,318 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Mandatory Convertible Preferred Stock Acquisiton 2012-11-19 5,000 $22.50 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,000 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 153,433 Indirect See Footnote
Common Stock 4,200 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Mandatory Convertible Preferred Stock $0.00 0 2,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 2,500 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.165 to $6.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
  2. These shares are held by KMSMITH LLC. Kimberly Smith, the spouse of the Reporting Person, has sole voting and investment power with respect to the shares held by KMSMITH LLC. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.
  3. The Reporting Person is co-trustee of a trust that holds these shares for the benefit of the Reporting Person's children.
  4. Each share of Series A Mandatory Convertible Preferred Stock will automatically convert on March 1, 2014 into between 1.6667 and 2.0000 shares of Issuer common stock, depending on the market value of Issuer common stock, subject to anti-dilution adjustments. At any time prior to March 1, 2014, holders may elect to convert each share of Series A Mandatory Convertible Preferred Stock into 1.6667 shares of Issuer common stock, subject to anti-dilution adjustments.
  5. The price reported in Column 8 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.44 to $22.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.