Filing Details

Accession Number:
0001181431-12-059497
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-19 20:12:11
Reporting Period:
2012-11-15
Filing Date:
2012-11-19
Accepted Time:
2012-11-19 20:12:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124610 Vmware Inc. VMW Services-Prepackaged Software (7372) 943292913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439714 Paul Maritz 3401 Hillview Ave.
Palo Alto CA 94304
Director Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-11-15 2,866 $84.77 38,388 No 4 F Direct
Class A Common Stock Acquisiton 2012-11-16 500,000 $33.95 538,388 No 4 M Direct
Class A Common Stock Disposition 2012-11-16 338,878 $85.81 199,510 No 4 F Direct
Class A Common Stock Disposition 2012-11-19 161,122 $86.66 38,388 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2012-11-16 500,000 $0.00 500,000 $33.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,000 2014-09-14 No 4 M Direct
Footnotes
  1. Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
  2. Shares withheld by VMware, Inc. to satisfy exercise price and taxes payable in connection with Mr. Maritz's stock option exercise.
  3. Price represents weighted average for sales reported. The range of prices for the sales reported is $86.19 through $87.085.
  4. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. 25% of the option shares vested on September 10, 2009. The remaining 75% vested monthly thereafter over three years.