Filing Details

Accession Number:
0001179110-12-016265
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-19 18:35:31
Reporting Period:
2012-11-16
Filing Date:
2012-11-19
Accepted Time:
2012-11-19 18:35:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1177845 Xplore Technologies Corp XPLR Computer & Office Equipment (3570) 260563295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
908269 S Philip Sassower 110 East 59Th Street, Suite 1901
New York NY 10022
Chairman & Ceo Yes Yes Yes No
1402688 Phoenix Enterprises Family Fund, Llc 110 East 59Th Street, Suite 1901
New York NY 10022
No No No Yes
1403122 Phoenix Venture Fund Llc 110 East 59Th Street, Suite 1901
New York NY 10022
No No Yes No
1541278 Sg Phoenix Llc 110 East 59Th Street, Suite 1901
New York NY 10022
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-16 10,462 $3.70 648,305 No 4 P Direct
Common Stock Acquisiton 2012-11-19 5,426 $3.60 653,731 No 4 P Direct
Common Stock Acquisiton 2012-11-19 0 $0.00 2,965,564 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnote
Footnotes
  1. Includes shares held of record by Phoenix Venture Fund LLC ("Phoenix") (1,781,071), Phoenix Enterprises Family Fund, LLC ("PEFF")(338,639) and SG Phoenix LLC ("SG")(24,524). Also includes (i) warrants to purchase shares of common stock exercisable within 60 days after November 16, 2012 held by Phoenix (86,000), Mr. Sassower (28,625), PEFF (23,048) and SG (26,875) and (ii) options to purchase shares of common stock exercisable with 60 days after November 16, 2012 held by Mr. Sassower (3,051). Mr. Sassower is the sole managing member of PEFF and a co-manager of Phoenix and SG, entities in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by PEFF, Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares.