- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2012-11-09 16:06:45
- Reporting Period:
- Filing Date:
- Filing Date Changed:
- Accepted Time:
- 2012-11-09 16:06:45
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|831001||Citigroup Inc||C||National Commercial Banks (6021)||521568099|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1201901||S William Thompson||Citigroup Inc., Corporate Law Dept. |
425 Park Avenue, 2Nd Floor
New York NY 10043
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Common Stock||Acquisiton||2012-11-08||6,850||$36.25||33,709||No||4||P||Indirect||By Trust|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
Reported Derivative Holdings
|Sec. Name||Sec. Type||Price||Date||Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
|Common Stock||Tangible Dividend Enhanced Commmon Stock (T-DECS)||$0.00||2012-12-15||0||4,900||Indirect|
|Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
- This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $36.11 to USD $36.46. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $31.47 per share and a maximum price of $39.34 per share.
- Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012.
- Based on the Reporting Person's ownership of 4,900 T-DECS units, the Reporting Person has the right to acquire a minimum of 12,436 shares, and a maximum of 15,555 shares, of the Issuer's common stock.