Filing Details

Accession Number:
0000717538-12-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-15 18:43:36
Reporting Period:
2012-10-15
Filing Date:
2012-10-15
Accepted Time:
2012-10-15 18:43:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
717538 Arrow Financial Corp AROW National Commercial Banks (6021) 222448962
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184685 J John Murphy 20264 Country Club Dr.
Estero FL 33928
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-10-15 1,500 $24.74 41,971 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 25, 2012.
  2. The sale prices for the shares ranged from $24.73 to $24.76. The weighted average sale price is reflected above at $24.74. The Reporting Person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Following the reported transaction, total direct holdings of 41,971 shares includes 881 additional shares acquired under the Company's DRIP on September 27, 2012 as a result of the payment of a 2 percent stock dividend. This transaction was not required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date fo this Form 4.