Filing Details

Accession Number:
0001181431-12-051072
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-18 18:00:50
Reporting Period:
2012-09-14
Filing Date:
2012-09-18
Accepted Time:
2012-09-18 17:00:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059790 Pozen Inc POZN Pharmaceutical Preparations (2834) 621657552
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208570 Jr B Kenneth Lee C/O Pozen Inc.
1414 Raleigh Road, Suite 400
Chapel Hill NC 27517
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-14 1,667 $5.15 15,667 No 4 M Direct
Common Stock Acquisiton 2012-09-14 20,000 $5.18 35,667 No 4 M Direct
Common Stock Disposition 2012-09-14 15,871 $6.49 19,796 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-09-14 1,667 $0.00 1,667 $5.15
Common Stock Stock Option (right to buy) Disposition 2012-09-14 20,000 $0.00 20,000 $5.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-02 No 4 M Direct
0 2013-01-02 No 4 M Direct
Footnotes
  1. Reflects the weighted average price of 15,871 shares of common stock of Pozen Inc. sold by the reporting person in multiple transactions on 9/14/12 with sale prices ranging from $6.45 to $6.5350 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Does not include 5,000 Restricted Stock Units of varying vesting schedules.
  3. The option vested in four equal annual installments, with the initial vesting date occurring on December 2, 2003 and with the option expiring on December 2, 2012.
  4. The option vested in four equal annual installments, with the initial vesting date occurring on January 2, 2004 and with the option expiring on January 2, 2013.