Filing Details

Accession Number:
0001330343-12-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-13 16:10:46
Reporting Period:
2012-09-11
Filing Date:
2012-09-13
Accepted Time:
2012-09-13 16:10:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817473 American Capital Ltd ACAS () 521451377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1330343 Brian Graff 2 Bethesda Metro Center
14Th Floor
Bethesda MD 20814
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-11 30,000 $2.51 235,852 No 4 M Direct
Common Stock Acquisiton 2012-09-11 67,079 $2.15 235,852 No 4 M Direct
Common Stock Disposition 2012-09-11 97,079 $11.50 235,852 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2012-09-11 30,000 $0.00 30,000 $2.51
Common Stock Options Disposition 2012-09-11 67,079 $0.00 67,079 $2.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,079 2010-05-26 2019-05-26 No 4 M Direct
0 2010-04-24 2019-04-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,879 Indirect ESOP/401(k) Plan
Footnotes
  1. On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 51,635 shares of common stock with an exercise price of $3.26 held by the reporting person on June 22, 2009 became exercisable for 67,079 shares of common stock with an exercise price of $2.51.
  2. On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 51,635 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 67,079 shares of common stock with an exercise price of $2.15.
  3. Price reflects weighted average sales price; actual sale prices ranged from $11.460 to $11.535. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.