Filing Details

Accession Number:
0001144204-12-051154
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-13 15:18:19
Reporting Period:
2012-09-10
Filing Date:
2012-09-13
Accepted Time:
2012-09-13 15:18:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
888504 Layne Christensen Co LAYN Construction - Special Trade Contractors (1700) 480920712
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
899083 Wynnefield Partners Small Cap Value Lp 450 Seventh Avenue
Suite 509
New York NY 10123
No No No Yes
1017043 Nelson Obus 450 Seventh Avenue
Suite 509
New York NY 10123
Yes No No No
1030806 Ltd Fund Offshore Value Cap Small Wynnefield 450 Seventh Ave
Suite 509
New York NY 10123
No No No Yes
1056835 Wynnefield Capital Management Llc 450 Seventh Ave
Suite 509
New York NY 10123
No No No Yes
1251565 Wynnefield Partners Small Cap Value Lp I 450 Seventh Avenue
Suite 509
New York NY 10123
No No No Yes
1251567 Wynnefield Capital Inc 450 Seventh Ave
Suite 509
New York NY 10123
No No No Yes
1251568 Joshua Landes 450 Seventh Ave
Suite 509
New York NY 10123
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-12 15,200 $18.05 15,890 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-09-12 22,500 $18.05 22,500 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-09-12 12,300 $18.05 12,300 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Units Acquisiton 2012-04-01 282 $22.18 282 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,033 No 4 A Direct
Footnotes
  1. On the date hereof, Nelson Obus has an indirect beneficial ownership interest in 15,890 shares of common stock of Layne Christensen Co (LAYN) as a co-managing member of Wynnefield Capital Management, LLC ("WCM"), the sole general partner of Wynnefield Partners Small Cap Value L.P.
  2. On the date hereof, Nelson Obus has an indirect beneficial ownership interest in 22,500 shares of common stock as a co-managing member of WCM, the sole general partner of Wynnefield Partners Small Cap Value L.P. I.
  3. On the date hereof, Nelson Obus has an indirect beneficial ownership interest in 12,300 shares of common stock as a principal executive officer of Wynnefield Capital, Inc. ("WCI"), the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd.
  4. The Conversion or Exercise Price is 1 for 1.
  5. The Phantom Stock Units directly owned by Nelson Obus were accrued under the Layne Christensen Company Deferred Compensation Plan for Directors and are to be settled 100% in cash. The Phantom Stock Units are to be settled within thirty (30) days after (i) the date pre-selected by the Reporting Person or (ii) the date the Reporting Person ceases to be a Director.