Filing Details
- Accession Number:
- 0001181431-12-049694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 18:44:50
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-10
- Filing Date Changed:
- 2012-09-10
- Accepted Time:
- 2012-09-10 19:44:50
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927066 | Davita Inc | DVA | Services-Misc Health & Allied Services, Nec (8090) | 510354549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449093 | T David Shapiro | C/o Davita Inc. 2000 16Th Street Denver CO 80202 |
Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-06 | 4,167 | $42.48 | 9,074 |
| Common Stock | Disposition | 2012-09-06 | 1,766 | $100.29 | 7,308 |
| Common Stock | Disposition | 2012-09-06 | 2,401 | $100.41 | 4,907 |
| Common Stock | Acquisiton | 2012-09-06 | 19,292 | $46.26 | 24,199 |
| Common Stock | Disposition | 2012-09-06 | 8,899 | $100.29 | 15,300 |
| Common Stock | Disposition | 2012-09-06 | 10,393 | $100.41 | 4,907 |
| Common Stock | Acquisiton | 2012-09-06 | 6,250 | $63.40 | 11,157 |
| Common Stock | Disposition | 2012-09-06 | 3,952 | $100.29 | 7,205 |
| Common Stock | Disposition | 2012-09-06 | 2,298 | $100.41 | 4,907 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-09-06 | 4,167 | $0.00 | 4,167 | $42.48 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-09-06 | 19,292 | $0.00 | 19,292 | $46.26 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-09-06 | 6,250 | $0.00 | 6,250 | $63.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-17 | 2013-03-17 | No | 4 | M | Direct |
| 16,250 | 2010-03-02 | 2014-03-02 | No | 4 | M | Direct |
| 8,750 | 2012-03-31 | 2015-03-31 | No | 4 | M | Direct |
Footnotes
- The sales reported on this From 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/16/2011.
- Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months thereafter.
- Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the second anniversary of the grant date, and 8.33% every 3 months thereafter.
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