Filing Details

Accession Number:
0001181431-12-047955
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-29 17:32:30
Reporting Period:
2012-08-27
Filing Date:
2012-08-29
Accepted Time:
2012-08-29 17:32:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896842 Orchard Supply Hardware Stores Corp OSH Retail-Building Materials, Hardware, Garden Supply (5200) 954214109
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
923727 Esl Partners, L.p. 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
1126396 Esl Investments Inc 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
1183200 S Edward Lampert 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Preferred Stock Acquisiton 2012-08-27 84,969 $1.65 1,806,046 No 4 P Indirect See Footnotes
Series A Preferred Stock Acquisiton 2012-08-27 150,455 $1.65 1,140,070 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Preferred Stock 462 Indirect See Footnotes
Series A Preferred Stock 33 Indirect See Footnotes
Footnotes
  1. This price represents the price per share of preferred stock of Orchard Supply Hardware Stores Corporation, par value $0.00001 per share, of private sales to Mr. Lampert and ESL Partners, L.P. ("Partners").
  2. These securities are held by Partners.
  3. These securities are held by Mr. Lampert.
  4. These securities are held by ESL Institutional Partners, L.P. ("Institutional").
  5. These securities are held by CRK Partners, LLC ("CRK").
  6. This Form 4 is filed on behalf of Mr. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("Investments"). RBS is the general partner of Partners. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and the managing member of CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.