Filing Details
- Accession Number:
- 0001181431-12-046475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-17 19:49:35
- Reporting Period:
- 2012-08-15
- Filing Date:
- 2012-08-17
- Accepted Time:
- 2012-08-17 19:49:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208700 | M Kenneth Traverso | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Vp Marketing And Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Disposition | 2012-08-15 | 5,446 | $11.55 | 99,446 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | 8,572 | Indirect | By Family Trust |
| Common Stock, $0.001 Par Value Per Share | 10,500 | Indirect | By IRA |
| Common Stock, $0.001 Par Value Per Share | 4,100 | Indirect | By IRA for Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| 0 | Nonqualified Stock Option | $10.69 | 2012-07-07 | 2022-06-07 | 0 | 271,125 | Direct |
| 0 | Incentive Stock Option | $3.45 | 2006-11-12 | 2012-11-12 | 0 | 84,833 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-07 | 0 | 271,125 | Direct |
| 2012-11-12 | 0 | 84,833 | Direct |
Footnotes
- Shares sold pursuant to a sales program to cover taxes owed upon the vesting of restricted stock.
- The option vests in 48 equal monthly installments beginning on the date of grant.
Billionaire Hedge Funds
