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Home > Insider Trading > Filing (0000018230-12-000400)

Filing Details

Accession Number:
0000018230-12-000400
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-02 09:52:40
Reporting Period:
2012-07-31
Filing Date:
2012-08-02
Accepted Time:
2012-08-02 09:52:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171774 P Richard Lavin 100 N.e. Adams Street
Peoria IL 61629		 Group President No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2012-08-01 2,000 $84.92 73,257 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Phantom Stock Units Acquisiton 2012-07-31 120 $0.00 120 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,134 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 405 Indirect Daughter
Footnotes
  1. This amount includes 283 shares in 401K and 386 shares in dividend reinvestment.
  2. Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  3. The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service.
  4. Includes 185 units acquired under Tax-Conditioned Plans.