Filing Details
- Accession Number:
- 0001140361-12-033970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 21:40:43
- Reporting Period:
- 2012-05-24
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 21:40:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405424 | Vision Industries Corp | VICC.OB | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 141908451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537379 | Raul Cortes | Seestrasse 45, Postfach Zollikon V8 8702 | No | No | Yes | No | |
| 1537415 | Paolo Brueckner | Seestrasse 45, Postfach Zollikon V8 8702 | No | No | Yes | No | |
| 1537416 | Fund Investment Quality - Plc Sicav Umbrella Opportunity Novium | Level 6, The Mall Offices Floriana, Malta O1 FRM 147 | No | No | Yes | No | |
| 1537418 | Ag Novium | Seestrasse 45, Postfach Zollikon V8 8702 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-24 | 135,741 | $0.09 | 8,381,518 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-25 | 114,259 | $0.09 | 8,495,777 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-29 | 250,000 | $0.08 | 8,745,777 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-30 | 105,000 | $0.11 | 8,850,777 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-31 | 145,000 | $0.11 | 8,995,777 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-06-04 | 250,000 | $0.10 | 9,245,777 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-06-25 | 13,443,945 | $0.05 | 22,689,722 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | C | Direct |
Footnotes
- In addition to Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund, this form is being filed jointly by Novium AG, Paolo Bruckner and Raul Cortes, the business address of each of whom is Seestrasse 45, 8702 Zollikon, Switzerland. Novium AG is the investment manager of Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund, Paolo Bruckner is the owner of a majority of the voting shares of Novium AG, and Raul Cortes is the asset manager of Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund. As a result, each of them may be deemed to have shared voting power and investment power over securities beneficially owned by Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund and therefore may be deemed to be indirect beneficial owners of securities owned by it.
Billionaire Hedge Funds
