Filing Details

Accession Number:
0001179110-12-011058
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-03 14:10:38
Reporting Period:
2012-06-30
Filing Date:
2012-07-03
Accepted Time:
2012-07-03 13:10:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490281 Groupon Inc. GRPN Services-Advertising Agencies (7311) 270903295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533911 Brian Totty C/O Groupon, Inc.
600 West Chicago Avenue, Suite 620
Chicago IL 60654
Svp- Engineering & Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-06-30 10,960 $0.00 671,584 No 4 M Direct
Class A Common Stock Disposition 2012-06-30 4,021 $10.63 667,563 No 4 F Direct
Class A Common Stock Acquisiton 2012-07-02 18,000 $10.43 649,563 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2012-06-30 10,960 $0.00 10,960 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
186,320 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 320,000 320,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
320,000 320,000 Direct
Footnotes
  1. Each restricted stock unit on this line represents a contingent right to receive one share of Class A Common Stock.
  2. Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
  3. Sale of Class A Common Stock made pursuant to a 10b5-1 plan entered into on May 29, 2012.
  4. In November 2010, Mr. Totty received an award of 394,560 restricted stock units, which vest in equal increments over thirty-six months beginning on December 31, 2010, subject to his continued employment with the Company through each vesting date.
  5. In March 2012, Mr. Totty received an award of 320,000 restricted stock units, which vest in equal increments over sixteen quarters beginning on March 14, 2014, subject to his continued employment with the Company through each vesting date.