Filing Details
- Accession Number:
- 0001209191-10-057345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 16:20:17
- Reporting Period:
- 2010-11-23
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 16:20:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331638 | Todd Marshall | C/O Western Alliance Bancorporation One E Washington Street Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-23 | 20,000 | $5.98 | 40,000 | No | 4 | P | Indirect | By The J&A Educational Family LP No. 1 |
| Common Stock | Acquisiton | 2010-11-24 | 14,000 | $6.03 | 89,000 | No | 4 | P | Indirect | By The Todd Marshall Revocable Trust UAD 4/1/03 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The J&A Educational Family LP No. 1 |
| No | 4 | P | Indirect | By The Todd Marshall Revocable Trust UAD 4/1/03 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 85,891 | Direct | |
| Common Stock | 6,570 | Indirect | By Alexis V. Marshall Trust 12/27/1996 |
| Common Stock | 6,570 | Indirect | By Jessica L. Marshall Trust 12/27/1996 |
| Common Stock | 33,069 | Indirect | By The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust |
| Common Stock | 33,069 | Indirect | By The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust |
| Common Stock | 125,000 | Indirect | By Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust |
| Common Stock | 85,724 | Indirect | By The Arthur Marshall Family 1993 Irrevocable Trust A |
Footnotes
- The J&A Family Educational LP No. 1 and J&A Family Educational LP No. 2 were combined for accurate record keeping, thus elminating J&A Family Educational LP No. 2. The name of the entity is J&A Educational Family LP #1.
- Reporting person was named as co-trustee and beneficiary of the Arthur Marshall Family 1993 Irrecovable Trust A on October 26, 2010.
Billionaire Hedge Funds
