Home > Insider Trading > Filing (0001181431-10-055864)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1361103	Complete Genomics Inc	GNOM	Services-Commercial Physical & Biological Research (8731)	203226545

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1098643	P L V Partners Enterprise	C/O Enterprise Partners 2223 Avenida De La Playa, Suite 300 La Jolla CA 92037-3218		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.001	Acquisiton	2010-11-16	176,737	$0.00	176,737	No	4	C	Direct
Common Stock, Par Value $0.001	Acquisiton	2010-11-16	259,458	$0.00	436,195	No	4	C	Direct
Common Stock, Par Value $0.001	Acquisiton	2010-11-16	138,794	$7.56	574,989	No	4	X	Direct
Common Stock, Par Value $0.001	Disposition	2010-11-16	23,133	$9.00	551,856	No	4	F	Direct
Common Stock, Par Value $0.001	Acquisiton	2010-11-16	17,261	$7.56	569,117	No	4	X	Direct
Common Stock, Par Value $0.001	Disposition	2010-11-16	14,500	$9.00	554,617	No	4	F	Direct
Common Stock, Par Value $0.001	Acquisiton	2010-11-16	8,378	$7.56	562,995	No	4	X	Direct
Common Stock, Par Value $0.001	Disposition	2010-11-16	7,038	$9.00	555,957	No	4	F	Direct
Common Stock, Par Value $0.001	Acquisiton	2010-11-16	111,111	$9.00	667,068	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	X	Direct
No	4	F	Direct
No	4	X	Direct
No	4	F	Direct
No	4	X	Direct
No	4	F	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series D Preferred Stock	Disposition	2010-11-16	176,737	$0.00	176,737	$0.00
Common Stock	Series E Preferred Stock	Disposition	2010-11-16	259,458	$0.00	259,458	$0.00
Common Stock	Warrant to Purchase Common Stock	Disposition	2010-11-16	138,794	$0.00	138,794	$1.50
Common Stock	Warrant to Purchase Series D Preferred Stock	Disposition	2010-11-16	17,261	$0.00	17,261	$7.56
Common Stock	Warrant to Purchase Series D Preferred Stock	Disposition	2010-11-16	8,378	$0.00	8,378	$7.56

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	No	4	C	Direct
	No	4	C	Direct
2016-08-12	No	4	X	Direct
2014-04-06	No	4	X	Direct
2014-06-12	No	4	X	Direct

Footnotes

Each share of Series D and Series E Preferred Stock was automatically converted into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering.
The shares are owned by Enterprise Partners V, LP ("Enterprise V"). Enterprise Management Partners V, LLC ("Enterprise V LLC") serves as the general partner of Enterprise V. Andrew E. Senyei, M.D. is a managing director of Enterprise V LLC and shares voting and investment power over the shares held by Enterprise V.
The securities are immediately convertible.
The expiration date is not relevant to the conversion of these securities.
The warrant is immediately exercisable.
Enterprise V purchased an additional 111,111 shares of Issuer's common stock in connection with the initial public offering at the offering price of $9.00 per share.