Filing Details

Accession Number:
0001181431-10-054131
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-08 20:12:19
Reporting Period:
2010-11-04
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 20:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297401 Dreamworks Animation Skg Inc. DWA Services-Motion Picture & Video Tape Production (7812) 680589190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416058 John Batter C/O Dreamworks Animation Skg, Inc.
1000 Flower Street
Glendale CA 91201
Co-President Of Production No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 5,529 $36.39 94,023 No 4 S Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2010-11-04 10,083 $24.80 104,106 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 6,806 $36.10 97,300 No 4 D Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 3,277 $36.10 94,023 No 4 S Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2010-11-04 27,297 $28.10 121,320 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 20,947 $36.09 100,373 No 4 D Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 6,350 $36.09 94,023 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Appreciation Rights Disposition 2010-11-04 10,083 $0.00 10,083 $24.80
Class A Common Stock Stock Appreciation Rights Disposition 2010-11-04 27,297 $0.00 27,297 $28.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,083 2016-01-03 No 4 M Direct
54,594 2018-10-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.37 to $36.41, inclusive. The reporting person undertakes to provide to DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or staff of the Securities Exchange Commision, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.
  2. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.104 to $36.12, inclusive. The reporting person undertakes to provide to DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or staff of the Securities Exchange Commision, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.
  3. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.063 to $36.1325, inclusive. The reporting person undertakes to provide to DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or staff of the Securities Exchange Commision, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.
  4. The stock appreciation rights vested on January 3, 2010.
  5. The stock appreciation rights vested on October 30, 2010.