Filing Details
- Accession Number:
- 0001311370-10-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 16:16:00
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Filing Date Changed:
- 2010-11-08
- Accepted Time:
- 2010-11-08 16:16:00
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311370 | Lazard Ltd | LAZ | Investment Advice (6282) | 980437848 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450474 | F. Alexander Stern | C/o Lazard Ltd 30 Rockefeller Plaza New York NY 10020 |
Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-11-04 | 94,174 | $0.00 | 112,009 |
| Class A Common Stock | Disposition | 2010-11-04 | 94,174 | $35.77 | 17,835 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class II Interests of LAZ-MD Holdings LLC | Disposition | 2010-11-04 | 94,174 | $0.00 | 94,174 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- The shares of Class A common stock were acquired upon the exchange of Class II interests of LAZ-MD Holdings LLC. See footnote 3 below.
- Public offering price.
- The Class II Interests of LAZ-MD Holdings are exchangeable on a one for one basis for Class A comon stock of Lazard Ltd.
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