Filing Details

Accession Number:
0001181431-10-053893
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-05 19:19:54
Reporting Period:
2010-11-04
Filing Date:
2010-11-05
Filing Date Changed:
2010-11-05
Accepted Time:
2010-11-05 20:19:54
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1135711 Netlogic Microsystems Inc NETL Semiconductors & Related Devices (3674) 770455244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1385552 Mozafar Maghsoudnia 1875 Charleston Road
Mountain View CA 94043
Vice President, Manufacturing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock (Exercise Of Stock Option) Acquisiton 2010-11-04 7,292 $11.97 55,068
Common Stock (Exercise Of Stock Option) Disposition 2010-11-04 2,250 $11.70 57,318
Common Stock Disposition 2010-11-04 9,542 $31.50 47,776
Common Stock (Exercise Of Stock Option) Disposition 2010-11-05 5,000 $17.55 52,776
Common Stock Disposition 2010-11-05 5,000 $32.00 47,776
Common Stock Acquisiton 2010-11-05 12,500 $0.00 60,276
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-11-05 5,000 $0.00 11,094 $17.56
Common Stock Stock Option (right to buy) Disposition 2010-11-04 7,292 $0.00 9,722 $11.97
Common Stock Stock Option (right to buy) Disposition 2010-11-04 2,250 $0.00 2,250 $11.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,094 2016-02-07 2016-02-06 No 4 M Direct
2,430 2008-01-30 2017-01-29 No 4 M Direct
0 2007-08-01 2016-07-31 No 4 M Direct
Footnotes
  1. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 4,861 shares of common stock at an exercise price of $23.94 per share, was adjusted to 9,722 shares of common stock at an exercise price of $11.97 per share.
  2. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,125 shares of common stock at an exercise price of $23.40 per share, was adjusted to 2,250 shares of common stock at an exercise price of $11.70 per share.
  3. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 5,547 shares of common stock at an exercise price of $35.11 per share, was adjusted to 11,094 shares of common stock at an exercise price of $17.555 per share.
  4. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.
  5. Restricted Stock Unit (RSU) award granted on November 5, 2010. Each RSU represents a contingent right to receive one share of the company's common stock once vested. The entire award vests on November 15, 2013, subject in all instances to the reporting person's continuous employment or consulting status with the company.
Insider Monkey Small Cap Strategy
Insider Monkey Small Cap Strategy

Insider Monkey beat the market by 44 percentage points in 21 months Learn how!

Billionaire Hedge Funds
X

Thanks! An email with instructions is sent to !

Your email already exists in our database. Click here to go to your subscriptions

Insider Monkey returned 47.6% in its first year! Wondering How?

Download a complete edition of our newsletter for free!