Filing Details
- Accession Number:
- 0001181431-10-053893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 20:19:54
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 20:19:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1385552 | Mozafar Maghsoudnia | 1875 Charleston Road Mountain View CA 94043 | Vice President, Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-11-04 | 7,292 | $11.97 | 55,068 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Disposition | 2010-11-04 | 2,250 | $11.70 | 57,318 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 9,542 | $31.50 | 47,776 | No | 4 | S | Direct | |
| Common Stock (Exercise Of Stock Option) | Disposition | 2010-11-05 | 5,000 | $17.55 | 52,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 5,000 | $32.00 | 47,776 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 12,500 | $0.00 | 60,276 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 5,000 | $0.00 | 11,094 | $17.56 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-04 | 7,292 | $0.00 | 9,722 | $11.97 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-04 | 2,250 | $0.00 | 2,250 | $11.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,094 | 2016-02-07 | 2016-02-06 | No | 4 | M | Direct |
| 2,430 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 0 | 2007-08-01 | 2016-07-31 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 4,861 shares of common stock at an exercise price of $23.94 per share, was adjusted to 9,722 shares of common stock at an exercise price of $11.97 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,125 shares of common stock at an exercise price of $23.40 per share, was adjusted to 2,250 shares of common stock at an exercise price of $11.70 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 5,547 shares of common stock at an exercise price of $35.11 per share, was adjusted to 11,094 shares of common stock at an exercise price of $17.555 per share.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.
- Restricted Stock Unit (RSU) award granted on November 5, 2010. Each RSU represents a contingent right to receive one share of the company's common stock once vested. The entire award vests on November 15, 2013, subject in all instances to the reporting person's continuous employment or consulting status with the company.
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