Filing Details

Accession Number:
0001127602-10-026058
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-27 15:51:17
Reporting Period:
2010-10-26
Filing Date:
2010-10-27
Accepted Time:
2010-10-27 15:51:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113169 Price T Rowe Group Inc TROW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 522264646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203069 C A James Kennedy T. Rowe Price Group, Inc.
P.o. Box 89000
Baltimore MD 21289-0320
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-30 376 $49.83 736,537 No 5 A Direct
Common Stock Disposition 2010-10-26 448,813 $0.00 747,908 No 5 G Indirect 2008 Kennedy Grantor Retained Annuity Trust III
Common Stock Acquisiton 2010-10-26 448,813 $0.00 1,185,350 No 5 G Direct
Common Stock Disposition 2010-10-26 85,000 $54.39 1,100,350 No 4 S Direct
Common Stock Acquisiton 2010-10-26 155,000 $0.00 256,576 No 4 M Indirect James A.C. Kennedy LLC
Common Stock Acquisiton 2010-10-26 112,400 $0.00 368,976 No 4 M Indirect James A.C. Kennedy LLC
Common Stock Disposition 2010-10-26 81,824 $54.59 287,152 No 4 F Indirect James A.C. Kennedy LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 5 G Indirect 2008 Kennedy Grantor Retained Annuity Trust III
No 5 G Direct
No 4 S Direct
No 4 M Indirect James A.C. Kennedy LLC
No 4 M Indirect James A.C. Kennedy LLC
No 4 F Indirect James A.C. Kennedy LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2010-10-26 155,000 $0.00 155,000 $19.50
Common Stock Stock Options (Right to Buy) Disposition 2010-10-26 112,400 $0.00 112,400 $12.85
Common Stock Stock Options (Right to Buy) Acquisiton 2010-10-26 26,457 $0.00 26,457 $54.59
Common Stock Stock Options (Right to Buy) Acquisiton 2010-10-26 55,367 $0.00 55,367 $54.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-11-20 2010-11-20 No 4 M Indirect
0 2002-09-21 2011-09-21 No 4 M Indirect
26,457 2010-10-26 2011-09-21 No 4 A Indirect
55,367 2010-10-26 2010-11-20 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 500,000 Indirect 2010 Kennedy Grantor Retained Annunity Trust
Footnotes
  1. Shares acquired on 09/28/10 and 09/30/10 pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
  2. The range of prices for this transaction were $54.36 to $54.63. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. 11/20/2000 Grant - The option vests 20% annually over a 5 year period beginning on 11/20/2001.
  4. 09/21/2001 Grant - The option vests 20% annually over a 5 year period beginning on 09/21/2002.
  5. 10/26/2010 Replishment Grant - option vest 100% immediately.