Filing Details
- Accession Number:
- 0001265852-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-20 18:04:53
- Reporting Period:
- 2010-09-20
- Filing Date:
- 2010-09-20
- Filing Date Changed:
- 2010-09-20
- Accepted Time:
- 2010-09-20 19:04:53
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265852 | A Jeffrey Hinrichs | C/o Nutraceutical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 |
Evp & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-20 | 2,000 | $3.50 | 225,407 |
| Common Stock | Disposition | 2010-09-20 | 2,000 | $14.02 | 223,407 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-20 | 2,000 | $0.00 | 2,000 | $3.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,150 | 2011-12-13 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2010.
- The option vested in six equal installments every six months beginning on June 13, 2002.
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