Filing Details

Accession Number:
0001193125-17-143120
Form Type:
13D Filing
Publication Date:
2017-04-27 16:32:03
Filed By:
Blue Mountain Capital
Company:
Eastman Kodak Co (NYSE:KODK)
Filing Date:
2017-04-27
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
BlueMountain Capital Management 0 4,811,358 0 4,811,358 4,811,358 11.2%
BlueMountain GP Holdings 0 4,130,243 0 4,130,243 4,130,243 9.6%
Blue Mountain Credit GP 0 1,931,972 0 1,931,972 1,931,972 4.5%
Blue Mountain CA Master Fund GP, Ltd 0 1,931,972 0 1,931,972 1,931,972 4.5%
Blue Mountain Credit Alternatives Master Fund 0 1,931,972 0 1,931,972 1,931,972 4.5%
BlueMountain Long Short Credit GP 0 123,638 0 123,638 123,638 0.3%
BlueMountain Guadalupe Peak Fund 0 123,638 0 123,638 123,638 0.3%
BlueMountain Timberline Ltd 0 210,012 0 210,012 210,012 0.5%
BlueMountain Kicking Horse Fund GP 0 162,740 0 162,740 162,740 0.4%
BlueMountain Kicking Horse Fund 0 162,740 0 162,740 162,740 0.4%
BlueMountain Credit Opportunities GP I 0 1,232,130 0 1,232,130 1,232,130 2.9%
BlueMountain Credit Opportunities Master Fund I 0 1,232,130 0 1,232,130 1,232,130 2.9%
BlueMountain Distressed GP 0 228,340 0 228,340 228,340 0.5%
BlueMountain Distressed Master Fund 0 228,340 0 228,340 228,340 0.5%
BlueMountain Montenvers GP S. r.l 0 471,103 0 471,103 471,103 1.1%
BlueMountain Montenvers Master Fund SCA SICAV-SIF 0 471,103 0 471,103 471,103 1.1%
BlueMountain Strategic Credit GP 0 171,070 0 171,070 171,070 0.4%
BlueMountain Strategic Credit Master Fund 0 171,070 0 171,070 171,070 0.4%
BlueMountain Summit Opportunities GP II 0 280,353 0 280,353 280,353 0.7%
BlueMountain Summit Trading 0 280,353 0 280,353 280,353 0.7%
Filing

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13D

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 5)*

 

 

EASTMAN KODAK COMPANY

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

277461406

(CUSIP Number)

Eric M. Albert

BlueMountain Capital Management, LLC

280 Park Avenue, 12th Floor

New York, New York 10017

212-905-5647

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

April 26, 2017

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Capital Management, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

4,811,358 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

4,811,358 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,811,358 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.2% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

IA

 

 

(1) Includes the 511,358 Warrants (as defined in Item 1) held by the BlueMountain Funds (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock (as defined in Item 1) of the Issuer (as defined in Item 1) outstanding as of March 29, 2017, as reported on Form DEF 14A (as defined in Item 5), and is calculated assuming that the Warrants held by the BlueMountain Funds, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain GP Holdings, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

4,130,243 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

4,130,243 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,130,243 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

9.6% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) Includes the 409,176 Warrants held by the Partnerships (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by the Partnerships, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

Blue Mountain Credit GP, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,931,972 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,931,972 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,931,972 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

4.5% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) Includes the 205,338 Warrants held by Credit Alternatives (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Credit Alternatives, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

Blue Mountain CA Master Fund GP, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,931,972 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,931,972 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,931,972 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

4.5% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

CO

 

 

(1) Includes the 205,338 Warrants held by Credit Alternatives.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Credit Alternatives, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

Blue Mountain Credit Alternatives Master Fund L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,931,972 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,931,972 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,931,972 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

4.5% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) Includes the 205,338 Warrants held by Credit Alternatives.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Credit Alternatives, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Long/Short Credit GP, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

123,638 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

123,638 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

123,638 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.3% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) Includes the 13,140 Warrants held by Guadalupe (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Guadalupe, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Guadalupe Peak Fund L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

123,638 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

123,638 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

123,638 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.3% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) Includes the 13,140 Warrants held by Guadalupe.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Guadalupe, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Timberline Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

210,012 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

210,012 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

210,012 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.5% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

CO

 

 

(1) Includes the 22,318 Warrants held by Timberline (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Timberline, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Kicking Horse Fund GP, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

162,740 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

162,740 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

162,740 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.4% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) Includes the 17,296 Warrants held by Kicking Horse (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Kicking Horse, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Kicking Horse Fund L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

162,740 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

162,740 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

162,740 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.4% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) Includes the 17,296 Warrants held by Kicking Horse.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Kicking Horse, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Credit Opportunities GP I, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,232,130 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,232,130 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,232,130 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

2.9% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) Includes the 130,956 Warrants held by COF (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by COF, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Credit Opportunities Master Fund I L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,232,130 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,232,130 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,232,130 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

2.9% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) Includes the 130,956 Warrants held by COF.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by COF, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Distressed GP, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

228,340 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

228,340 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

228,340 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.5% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) Includes the 24,266 Warrants held by Distressed (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Distressed, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Distressed Master Fund L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

228,340 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

228,340 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

228,340 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.5% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) Includes the 24,266 Warrants held by Distressed.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Distressed, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Montenvers GP S.à r.l.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

471,103 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

471,103 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

471,103 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

1.1% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

CO

 

 

(1) Includes the 79,864 Warrants held by Montenvers (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Montenvers, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Montenvers Master Fund SCA SICAV-SIF

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

471,103 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

471,103 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

471,103 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

1.1% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) Includes the 79,864 Warrants held by Montenvers.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Montenvers, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Strategic Credit GP, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

171,070 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

171,070 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

171,070 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.4% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) Includes the 18,180 Warrants held by Strategic Credit (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Strategic Credit, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Strategic Credit Master Fund L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC, OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

171,070 (1)

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

171,070 (1)

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

171,070 (1)

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.4% (2)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) Includes the 18,180 Warrants held by Strategic Credit.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that the Warrants held by Strategic Credit, but no other Warrants, have been exercised.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Summit Opportunities GP II, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

280,353

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

280,353

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

280,353

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.7% (1)

14  

TYPE OF REPORTING PERSON (See instructions)

 

OO

 

 

(1) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A.

CUSIP No. 277461406

 

  1     

NAMES OF REPORTING PERSONS

 

BlueMountain Summit Trading L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

280,353

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

280,353

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

280,353

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.7% (1)

14  

TYPE OF REPORTING PERSON (See instructions)

 

PN

 

 

(1) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A.

CUSIP No. 277461406

 

Item 1. Security of the Issuer.

This Amendment No. 5 amends the Schedule 13D filed with the Securities and Exchange Commission on September 13, 2013 (as amended by Amendment No. 1 thereto filed on October 8, 2013, Amendment No. 2 thereto filed on December 1, 2014, Amendment No. 3 thereto filed on March 15, 2017 and Amendment No. 4 thereto filed on April 25, 2017, the Schedule 13D), relating to the shares of Common Stock, par value $0.01 per share (the Common Stock), of Eastman Kodak Company, a New Jersey corporation (the Issuer), net-share settled warrants to purchase Common Stock at an exercise price of $14.93 per share (the 125% Warrants) and net-share settled warrants to purchase Common Stock at an exercise price of $16.12 per share (the 135% Warrants and, together with the 125% Warrants, the Warrants). The Issuers principal executive office is located at 343 State Street, Rochester, New York 14650. Unless specifically amended hereby, the disclosures set forth in the Schedule 13D remain unchanged.

Item 5. Interest in Securities of the Issuer.

Paragraph (c) of Item 5 of the Schedule 13D is hereby deleted and replaced with the following:

(c) During the last 60 days ending April 26, 2017, the BlueMountain Funds effected the following transactions:

 

Date    BlueMountain Fund    Security    Amount      Price per Share      Type of Transaction

March 10, 2017

   Credit Alternatives    Common Stock      10,829      $ 12.01      open market sale

March 10, 2017

   Guadalupe    Common Stock      693      $ 12.01      open market sale

March 10, 2017

   Timberline    Common Stock      1,177      $ 12.01      open market sale

March 10, 2017

   Kicking Horse    Common Stock      912      $ 12.01      open market sale

March 10, 2017

   COF    Common Stock      6,906      $ 12.01      open market sale

March 10, 2017

   Distressed    Common Stock      1,280      $ 12.01      open market sale

March 10, 2017

   Montenvers    Common Stock      2,454      $ 12.01      open market sale

March 10, 2017

   Strategic Credit    Common Stock      959      $ 12.01      open market sale

March 10, 2017

   BMST    Common Stock      1,758      $ 12.01      open market sale

March 13, 2017

   Credit Alternatives    Common Stock      26,644      $ 11.95      open market sale

March 13, 2017

   Credit Alternatives    Common Stock      4,018      $ 12.20      open market sale

March 13, 2017

   Guadalupe    Common Stock      1,705      $ 11.95      open market sale

March 13, 2017

   Guadalupe    Common Stock      257      $ 12.20      open market sale

March 13, 2017

   Timberline    Common Stock      2,896      $ 11.95      open market sale

March 13, 2017

   Timberline    Common Stock      437      $ 12.20      open market sale

March 13, 2017

   Kicking Horse    Common Stock      2,244      $ 11.95      open market sale

March 13, 2017

   Kicking Horse    Common Stock      338      $ 12.20      open market sale

March 13, 2017

   COF    Common Stock      16,992      $ 11.95      open market sale

March 13, 2017

   COF    Common Stock      2,563      $ 12.20      open market sale

March 13, 2017

   Distressed    Common Stock      3,149      $ 11.95      open market sale

March 13, 2017

   Distressed    Common Stock      475      $ 12.20      open market sale

March 13, 2017

   Montenvers    Common Stock      6,038      $ 11.95      open market sale

March 13, 2017

   Montenvers    Common Stock      911      $ 12.20      open market sale

March 13, 2017

   Strategic Credit    Common Stock      2,358      $ 11.95      open market sale

March 13, 2017

   Strategic Credit    Common Stock      356      $ 12.20      open market sale

March 13, 2017

   BMST    Common Stock      4,326      $ 11.95      open market sale

March 13, 2017

   BMST    Common Stock      652      $ 12.20      open market sale

March 14, 2017

   Credit Alternatives    Common Stock      10,038      $ 11.45      open market sale

March 14, 2017

   Credit Alternatives    Common Stock      10,039      $ 11.65      open market sale

March 14, 2017

   Credit Alternatives    Common Stock      50,195      $ 11.75      open market sale

March 14, 2017

   Guadalupe    Common Stock      643      $ 11.45      open market sale

March 14, 2017

   Guadalupe    Common Stock      642      $ 11.65      open market sale

March 14, 2017

   Guadalupe    Common Stock      3,210      $ 11.75      open market sale

March 14, 2017

   Timberline    Common Stock      1,091      $ 11.45      open market sale

March 14, 2017

   Timberline    Common Stock      1,091      $ 11.65      open market sale

March 14, 2017

   Timberline    Common Stock      5,455      $ 11.75      open market sale

March 14, 2017

   Kicking Horse    Common Stock      846      $ 11.45      open market sale

March 14, 2017

   Kicking Horse    Common Stock      846      $ 11.65      open market sale

March 14, 2017

   Kicking Horse    Common Stock      4,230      $ 11.75      open market sale

March 14, 2017

   COF    Common Stock      6,403      $ 11.45      open market sale

March 14, 2017

   COF    Common Stock      6,402      $ 11.65      open market sale

March 14, 2017

   COF    Common Stock      32,010      $ 11.75      open market sale

March 14, 2017

   Distressed    Common Stock      1,186      $ 11.45      open market sale

CUSIP No. 277461406

 

Date    BlueMountain Fund    Security    Amount      Price per Share      Type of Transaction

March 14, 2017

   Distressed    Common Stock      1,186      $ 11.65      open market sale

March 14, 2017

   Distressed    Common Stock      5,931      $ 11.75      open market sale

March 14, 2017

   Montenvers    Common Stock      2,275      $ 11.45      open market sale

March 14, 2017

   Montenvers    Common Stock      2,275      $ 11.65      open market sale

March 14, 2017

   Montenvers    Common Stock      11,374      $ 11.75      open market sale

March 14, 2017

   Strategic Credit    Common Stock      888      $ 11.45      open market sale

March 14, 2017

   Strategic Credit    Common Stock      889      $ 11.65      open market sale

March 14, 2017

   Strategic Credit    Common Stock      4,445      $ 11.75      open market sale

March 14, 2017

   BMST    Common Stock      1,630      $ 11.45      open market sale

March 14, 2017

   BMST    Common Stock      1,630      $ 11.65      open market sale

March 14, 2017

   BMST    Common Stock      8,150      $ 11.75      open market sale

March 15, 2017

   Credit Alternatives    Common Stock      30,116      $ 11.74      open market sale

March 15, 2017

   Credit Alternatives    Common Stock      31,894      $ 11.81      open market sale

March 15, 2017

   Guadalupe    Common Stock      1,926      $ 11.74      open market sale

March 15, 2017

   Guadalupe    Common Stock      2,042      $ 11.81      open market sale

March 15, 2017

   Timberline    Common Stock      3,274      $ 11.74      open market sale

March 15, 2017

   Timberline    Common Stock      3,467      $ 11.81      open market sale

March 15, 2017

   Kicking Horse    Common Stock      2,537      $ 11.74      open market sale

March 15, 2017

   Kicking Horse    Common Stock      2,687      $ 11.81      open market sale

March 15, 2017

   COF    Common Stock      19,206      $ 11.74      open market sale

March 15, 2017

   COF    Common Stock      20,341      $ 11.81      open market sale

March 15, 2017

   Distressed    Common Stock      3,560      $ 11.74      open market sale

March 15, 2017

   Distressed    Common Stock      3,769      $ 11.81      open market sale

March 15, 2017

   Montenvers    Common Stock      6,824      $ 11.74      open market sale

March 15, 2017

   Montenvers    Common Stock      7,227      $ 11.81      open market sale

March 15, 2017

   Strategic Credit    Common Stock      2,667      $ 11.74      open market sale

March 15, 2017

   Strategic Credit    Common Stock      2,824      $ 11.81      open market sale

March 15, 2017

   BMST    Common Stock      4,890      $ 11.74      open market sale

March 15, 2017

   BMST    Common Stock      5,179      $ 11.81      open market sale

March 16, 2017

   Credit Alternatives    Common Stock      8,848      $ 11.65      open market sale

March 16, 2017

   Credit Alternatives    Common Stock      10,039      $ 11.67      open market sale

March 16, 2017

   Guadalupe    Common Stock      567      $ 11.65      open market sale

March 16, 2017

   Guadalupe    Common Stock      642      $ 11.67      open market sale

March 16, 2017

   Timberline    Common Stock      961      $ 11.65      open market sale

March 16, 2017

   Timberline    Common Stock      1,092      $ 11.67      open market sale

March 16, 2017

   Kicking Horse    Common Stock      746      $ 11.65      open market sale

March 16, 2017

   Kicking Horse    Common Stock      845      $ 11.67      open market sale

March 16, 2017

   COF    Common Stock      5,642      $ 11.65      open market sale

March 16, 2017

   COF    Common Stock      6,402      $ 11.67      open market sale

March 16, 2017

   Distressed    Common Stock      1,046      $ 11.65      open market sale

March 16, 2017

   Distressed    Common Stock      1,187      $ 11.67      open market sale

March 16, 2017

   Montenvers    Common Stock      2,004      $ 11.65      open market sale

March 16, 2017

   Montenvers    Common Stock      2,275      $ 11.67      open market sale

March 16, 2017

   Strategic Credit    Common Stock      782      $ 11.65      open market sale

March 16, 2017

   Strategic Credit    Common Stock      889      $ 11.67      open market sale

March 16, 2017

   BMST    Common Stock      1,438      $ 11.65      open market sale

March 16, 2017

   BMST    Common Stock      1,629      $ 11.67      open market sale

March 17, 2017

   Credit Alternatives    Common Stock      24,712      $ 11.50      open market sale

March 17, 2017

   Guadalupe    Common Stock      1,582      $ 11.50      open market sale

March 17, 2017

   Timberline    Common Stock      2,687      $ 11.50      open market sale

March 17, 2017

   Kicking Horse    Common Stock      2,081      $ 11.50      open market sale

March 17, 2017

   COF    Common Stock      15,760      $ 11.50      open market sale

March 17, 2017

   Distressed    Common Stock      2,920      $ 11.50      open market sale

March 17, 2017

   Montenvers    Common Stock      5,599      $ 11.50      open market sale

March 17, 2017

   Strategic Credit    Common Stock      2,187      $ 11.50      open market sale

March 17, 2017

   BMST    Common Stock      4,012      $  11.50      open market sale

March 20, 2017

   Credit Alternatives    Common Stock      10,038      $ 11.40      open market sale

March 20, 2017

   Credit Alternatives    Common Stock      3,997      $ 11.45      open market sale

March 20, 2017

   Credit Alternatives    Common Stock      10,039      $ 11.46      open market sale

March 20, 2017

   Guadalupe    Common Stock      643      $ 11.40      open market sale

March 20, 2017

   Guadalupe    Common Stock      256      $ 11.45      open market sale

CUSIP No. 277461406

 

Date    BlueMountain Fund    Security    Amount      Price per Share      Type of Transaction

March 20, 2017

   Guadalupe    Common Stock      642      $ 11.46      open market sale

March 20, 2017

   Timberline    Common Stock      1,091      $ 11.40      open market sale

March 20, 2017

   Timberline    Common Stock      434      $ 11.45      open market sale

March 20, 2017

   Timberline    Common Stock      1,091      $ 11.46      open market sale

March 20, 2017

   Kicking Horse    Common Stock      845      $ 11.40      open market sale

March 20, 2017

   Kicking Horse    Common Stock      337      $ 11.45      open market sale

March 20, 2017

   Kicking Horse    Common Stock      846      $ 11.46      open market sale

March 20, 2017

   COF    Common Stock      6,403      $ 11.40      open market sale

March 20, 2017

   COF    Common Stock      2,548      $ 11.45      open market sale

March 20, 2017

   COF    Common Stock      6,403      $ 11.46      open market sale

March 20, 2017

   Distressed    Common Stock      1,187      $ 11.40      open market sale

March 20, 2017

   Distressed    Common Stock      472      $ 11.45      open market sale

March 20, 2017

   Distressed    Common Stock      1,186      $ 11.46      open market sale

March 20, 2017

   Montenvers    Common Stock      2,275      $ 11.40      open market sale

March 20, 2017

   Montenvers    Common Stock      905      $ 11.45      open market sale

March 20, 2017

   Montenvers    Common Stock      2,275      $ 11.46      open market sale

March 20, 2017

   Strategic Credit    Common Stock      888      $ 11.40      open market sale

March 20, 2017

   Strategic Credit    Common Stock      355      $ 11.45      open market sale

March 20, 2017

   Strategic Credit    Common Stock      888      $ 11.46      open market sale

March 20, 2017

   BMST    Common Stock      1,630      $ 11.40      open market sale

March 20, 2017

   BMST    Common Stock      648      $ 11.45      open market sale

March 20, 2017

   BMST    Common Stock      1,630      $ 11.46      open market sale

April 21, 2017

   Credit Alternatives    Common Stock      486,837      $ 10.75      private sale

April 21, 2017

   Guadalupe    Common Stock      31,156      $ 10.75      private sale

April 21, 2017

   Timberline    Common Stock      52,922      $ 10.75      private sale

April 21, 2017

   Kicking Horse    Common Stock      41,009      $ 10.75      private sale

April 21, 2017

   COF    Common Stock      310,484      $ 10.75      private sale

April 21, 2017

   Distressed    Common Stock      57,540      $ 10.75      private sale

April 21, 2017

   Montenvers    Common Stock      110,312      $ 10.75      private sale

April 21, 2017

   Strategic Credit    Common Stock      43,109      $ 10.75      private sale

April 21, 2017

   BMST    Common Stock      79,048      $ 10.75      private sale

April 26, 2017

   Credit Alternatives    Common Stock      536,349      $ 10.75      private sale

April 26, 2017

   Guadalupe    Common Stock      34,324      $ 10.75      private sale

April 26, 2017

   Timberline    Common Stock      58,299      $ 10.75      private sale

April 26, 2017

   Kicking Horse    Common Stock      45,178      $ 10.75      private sale

April 26, 2017

   COF    Common Stock      342,059      $ 10.75      private sale

April 26, 2017

   Distressed    Common Stock      63,389      $ 10.75      private sale

April 26, 2017

   Montenvers    Common Stock      121,530      $ 10.75      private sale

April 26, 2017

   Strategic Credit    Common Stock      47,491      $ 10.75      private sale

April 26, 2017

   BMST    Common Stock      87,087      $ 10.75      private sale

No other Reporting Person effected any transactions in any securities of the Issuer.

Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

Item 6 of the Schedule 13D is hereby amended by adding the following:

Pursuant to a Purchase and Sale Agreement dated April 26, 2017 (the CFA-Karfunkel PSA), on April 26, 2017, the BlueMountain Funds sold 1,335,706 shares of Common Stock for an aggregate purchase price of $14,358,839.50.

The summary of the CFA-Karfunkel PSA set forth above does not purport to be complete and is qualified in its entirety by reference to the text of the CFA-Karfunkel PSA, a copy of which is being filed as Exhibit 10 hereto and is incorporated herein by reference.

Item 7. Material to be Filed as Exhibits.

The following shall be added to the end of Item 7:

10. Purchase and Sale Agreement by the BlueMountain Funds, Chesed Foundation of America and George Karfunkel dated April 26, 2017, attached as Exhibit 10 hereto.

11. Joint Filing Agreement dated April 27, 2017, attached as Exhibit 11 hereto.


SIGNATURES

After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement with respect to the undersigned is true, complete and correct.

Date: April 27, 2017

 

BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUE MOUNTAIN CREDIT GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUE MOUNTAIN CA MASTER FUND GP, LTD.
By:  

/s/ ANDREW FELDSTEIN

Name:   Andrew Feldstein, Director

BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.

BY: BLUE MOUNTAIN CA MASTER FUND GP, LTD.

By:  

/s/ ANDREW FELDSTEIN

Name:   Andrew Feldstein, Director
BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN GUADALUPE PEAK FUND L.P.
BY: BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer

BLUEMOUNTAIN TIMBERLINE LTD.
By:  

/s/ ANDREW FELDSTEIN

Name:   Andrew Feldstein, Director
BLUEMOUNTAIN KICKING HORSE FUND GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN KICKING HORSE FUND L.P.
BY: BLUEMOUNTAIN KICKING HORSE FUND GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P.
BY: BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN DISTRESSED GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN DISTRESSED MASTER FUND L.P.
BY: BLUEMOUNTAIN DISTRESSED GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN MONTENVERS GP S.à r.l.
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer

BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF
BY: BLUEMOUNTAIN MONTENVERS GP S.à r.l.
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P.
BY: BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer
BLUEMOUNTAIN SUMMIT TRADING L.P.
BY: BLUEMOUNTAIN SUMMIT OPPORTUNITIES GP II, LLC
BY: BLUEMOUNTAIN GP HOLDINGS, LLC
By:  

/s/ ERIC M. ALBERT

Name:   Eric M. Albert, Chief Compliance Officer

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representatives authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)