Posts Tagged ‘Securities and Exchange Commission’
Editor’s Note: Related tickers: Lockheed Martin Corporation (NYSE:LMT), The Boeing Company (NYSE:BA), General Dynamics Corporation (NYSE:GD), Northrop......(read more)
Hedge Fund News: Michael Platt, Ken Fisher, Wells Fargo & Co (WFC)
BlueCrest Said to Hire DW Investment’s Heelan to Build ABS Group (SFGate) BlueCrest Capital Management LLP, the $35 billion hedge-fund firm run by former......(read more)
Microsoft Corporation (MSFT): Bribery in China? Feds Checking
Microsoft Corporation (NASDAQ:MSFT) could be in a bribery scheme in China? Or is this a case of revenge, that is claimed by the very newspaper that is......(read more)
7 Reasons Why Investors Should be Afraid of China
Because the Chinese economy has expanded by leaps and bounds during the past few decades and is widely expected to keep posting solid growth for years......(read more)
Facebook Inc. (FB) Mobile Risks Were Known All Along?
Facebook Inc. (NASDAQ:FB) has faced a lot of criticism and skepticism in the months since its infamous initial public offering in May. And in the wake......(read more)
Citigroup Inc. (C) Judge Defends Rejection of Settlement With SEC
Citigroup Inc. (NYSE:C), which has seen its $285 million settlement with the Securities and Exchange Commission (SEC) rejected by a federal judge, now......(read more)
Hedge Fund News: R. Allen Stanford, Ray Dalio, Scopia Capital
Stanford Sentenced To 110 Years (Finalternatives) Convicted hedge fund fraudster R. Allen Stanford said yesterday that he’s no Bernard Madoff, but......(read more)
Hedge Fund News: Richard Perry, Mitt Romney, Anthony Scaramucci
Hedge funds take bets against core euro zone bonds (Reuters) Hedge funds are piling into bets against the bonds of core euro zone countries like Germany......(read more)
Hedge Fund News: Andreas Halvorsen, George Soros, Raj Rajaratnam
FSA fines hedge fund boss £3 mln (Reuters) The Financial Services Authority (FSA) has banned Alberto Micalizzi, whose hedge fund racked up hundreds of......(read more)
Harbinger’s Spectrum Rates BB-, Skybound in HK, Oil Falls Back
Fitch Assigns Initial Ratings of ‘BB-’ to Harbinger Capital’s Spectrum (MarketWatch) Fitch also assigns a ‘BB-’ rating to......(read more)
SEC Scolded, Wilcox Launch, MF Global FBI, SEF Case Dismissed
SEC Scolded Over Records (WSJ) An internal watchdog slapped the Securities and Exchange Commission on the wrist for its now-discontinued policy of discarding......(read more)
Hastings Sells, Vanquish Loses, Yahoo Buys, Transocean Indemnity
Netflix CEO Reed Hastings Sells His Stock in the Company (YCharts) As the bloodbath for Netflix (NFLX) investors carries on, perhaps the CEO could boost......(read more)
Gupta Insider Trading, Icahn Leaks, Tilson Salesforce Short Sale
Rajat Gupta Faces 5 Counts of Securities Fraud and 1 Count of Conspiracy to Commit (NYTimes) Rajat K. Gupta, a former Goldman Sachs director who surrendered......(read more)
News of Ex-Stripper Turned Hedge Fund Manager is False, Says CNBC
CNBC investigated reports of the ex-stripper turned hedge fund manager Niki Marx. Marx claims on her LinkedIn page that she works at Marx NY Capital LLC......(read more)
Hedge Fund News: Millennium Adds $300 M, Universa Returns 23%, Covepoint Falls 38%, Volcker Rule
The Securities and Exchange Commission charged a Roslyn-based investment adviser with defrauding investors and misappropriating more than $1 million in......(read more)















