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13D Filing: MAST Capital and Great Elm Capital Group Inc. (GEC)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
MAST Capital Management 0 4,055,913 0 4,055,913 4,055,913 17.5%
David J. Steinberg 62,341 4,055,913 62,341 4,055,913 4,118,254 17.7%
David Steinberg
David Steinberg
MAST Capital

Page 1 of 6 – SEC Filing


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)

Great Elm Capital Group, Inc.


(Name of Issuer)

Common Stock, $0.001 Par Value


(Title of Class of Securities)

91531F202


(CUSIP Number)
MAST Capital Management, LLC
200 Clarendon Street, 51st Floor
Boston, MA 02116

(617) 375-3019


(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

April 14, 2017


(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.    ☐
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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